Operational Risk Consultant 4

Mô tả công việc

Responsible for developing, implementing and monitoring  risk-based programs to identify, assess and mitigate any operational risk that arises from inadequate or failed internal processes, people, systems or external events, while maintaining a balance between risk mitigation and operational efficiency.  May provide oversight to an operational risk program.  Works with complex business units and provides operational risk expertise and consulting for projects and initiatives with high risk.  May provide systems security consulting on complex issues. Designs and develops testing strategies, methodologies and analyses; evaluates the adequacy and effectiveness of policies, procedures, processes, systems and internal controls; analyzes business and/or system changes to determine impact, identifies and assesses operational risk issues and assigns risk ratings consistent with established policy standards.  Consults with business to develop corrective action plans and effectively manages change.  Identifies training opportunities; designs/coordinates the development of training materials delivers or coordinates training delivery.  Reports findings and develops business cases to influence senior management on the need for controls to mitigate risk.  Manages and/or coordinates production of periodic operational risk performance reports for senior management, including trend analysis and recommended strategies.  Manages project teams and may provide guidance to less experienced consultants.  May directly manage 1-2 specialists/consultants.In addition, will be responsible for coordinating Retail Non-deposit Investment Program oversight activities across senior leaders of WBS, WFA, Wealth Management and Community Bank. Partner with WFA and Bank Compliance to ensure program complies with OCC Safety and Soundness Guidelines.  Manage oversight reporting between WBS and Bank; Plan and coordinate periodic RNIP Sub-Committee meetings and report outs to Wealth Risk Committee.  Serve as WBS subject matter expert for RNIP Safety and Soundness Guidelines; define, communicate and implement policy and procedure, as needed, to comply with RNIP oversight requirements.  Work closely with Regulatory Exam team and WBS leaders to manage OCC, FINRA, SEC and State regulatory inquiries, branch visits and exams.  Act as WBS channel contact for Compliance and Internal Audit exams.  Support licensed banker supervisory oversight with WBS Bank Partnership team.  Manage and support channel specific supervisory initiatives.